New York State Supreme Court Naturalization Records in the New York County Clerk's Office/Division of Old Records Part 1: 1907-1924
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From the Colonial Period through 1924
by Leslie Corn, M.A.
Part 1: 1907-1924
(Part
2 of this article covers
the Colonial Period through 1906)
Originally published in
The NYG&B Newsletter, Fall 1999
Established
May 6, 1691 by the fledgling New York Assembly, the Supreme Court of
Judicature was the English colony's highest trial court. Attorneys Alexander
Hamilton, Aaron Burr, William H. Seward, and Martin Van Buren argued
before this court. Its justices included John Jay, Richard Morris, James
Kent, and Daniel D. Tompkins. Among its proceedings was the 1735 libel
trial of John Peter Zenger. For its early history and records see "Duely
and Constantly Kept" A History of the New York Supreme Court 1691-1847.
. . (Albany: N.Y.S. Court of Appeals and N.Y.S. Archives and Records
Administration, 1991).
Today the Supreme
Court is New York State's court of original jurisdiction, holding trial
terms in each county and hearing appeals in its Appellate Division (ibid.,
p. vii).
From the Colonial
Period, when circuit judges rode on horseback to sessions in different
county seats, to the first quarter of the 20th century, many of our
ancestors were naturalized in the New York Supreme Court.
This article,
in two parts, will describe the New York Supreme Court naturalization
records in the collection of the New York County Clerk's Office/ Division
of Old Records and how to search for them. Part 1 of the article covers
the Supreme Court's most active era for processing naturalizations,
from 1907 through 1924, when approximately 150,000 naturalization petitions
were processed in the New York State Supreme Court of New York County.
Part 2 will explore naturalization
records from the beginning of the Supreme Court in 1691 through 1906.
The 1907-24
records described below are for residents of New York County, the Borough
of Manhattan. Until 1914, the county also included the Bronx. Similar
Supreme Court naturalization records will also be found in the other
counties of New York State, though the dates and organization of files
and indexes may vary from one county to another. 
There
are two main elements of a naturalization file:
- Declaration of
Intention
The alien states his or her intention to renounce allegiance to a
foreign state or ruler and to become a U.S. citizen.
- Petition for
Naturalization
The alien states his or her country of origin, length of residence
in the U.S., and requests to be admitted to citizenship. Affidavits
of witnesses, attesting to the good character and residency status
of the applicant, are usually included with the petition, along with
an oath of allegiance sworn by the alien.
The Act
of 1906. In 1905,
more than 5000 courts in the United States processed naturalizations.
A governmental commission found that little uniformity existed in naturalization
procedures around the country. So Congress created the Basic Naturalization
Act of 1906. The Bureau of Immigration and Naturalization (which, in
1933, became the Immigration and Naturalization Service) was established.
Naturalization forms were made uniform and rules created that are still
in effect today.
Naturalization
jurisdiction was restricted to federal and state courts having unlimited
civil jurisdiction. The only New York state court to meet that requirement
and thus permitted to perform naturalizations was the New York State
Supreme Court. Encouraged to relinquish the naturalization process to
federal courts, most state courts abandoned the practice. But the New
York State Supreme Court of New York County persevered until 1924. After
that year all New York County naturalizations are in the U.S. Court
for the Southern District of New York. 
The Division
of Old Records is currently the only repository besides the U.S. Immigration
and Naturalization Service and the Family History Library to have indexes
and naturalizations filed in the New York State Supreme Court of New
York County from 1907-1924.
Record Contents.
Supreme Court Declarations of Intention and Naturalization Petitions 1907-1924
can contain:
-
Applicant's
name, address, date and place of birth, physical description, occupation
-
Date and
port of embarkation and name of ship
-
Date and
port of arrival in United States o Spouse's name (including wife's
maiden name), birthdate, birthplace, and address
-
Names,
birthdates, and birthplaces of children
-
Names,
addresses, and occupations of witnesses
-
Change
of name (An applicant's name could have been changed as part of the
naturalization process.)
"But no photographs!"
says Bruce Abrams, Archivist of the New York County Clerk's Office/ Division
of Old Records. However, another valuable document may be part of the
naturalization record. "If a person came through Ellis Island after June
29, 1906, a certificate of arrival was issued for naturalization purposes
and should be attached to the naturalization records. The certificate
shows the spelling of the immigrant's name on the passenger list, date
and port of arrival, and name of ship or train." That name can be different
from the name on the naturalization and can be of great help to the researcher
in locating other records.
An immigrant
could file a declaration of intention anytime after arrival. A naturalization
petition could be filed after a residency of five years in the United
States and one year in a particular state. 
Finding aids
for naturalizations include:
-
Alphabetized
3"x5" card indexes, 1907-24
-
Alphabetized
book indexes, 1907-24
Card and book
indexes give the applicant's name, address, date of naturalization, and
naturalization volume and page number. If
you find an ancestor's naturalization listed in the index, you can then
pull the appropriate volume from one of the shelves lining the high-ceilinged
walls of the Division of Old Records and examine an original copy of the
record.
"Declarations
and petitions from 1907-08 are in different volumes," Bruce Abrams explains.
"From 1909 to 1924, volumes include declarations and petitions." He has
seen many frustrated researchers hunt fruitlessly for declarations that
do not exist. "In special cases, such as military naturalizations, declarations
were not required." There are other reasons for a missing declaration.
"A person could have filed a declaration of intention in one county or
state and the naturalization petition in a different locality. The declaration
should be part of the naturalization file, but it may have been lost."
Supreme Court
naturalizations of Bronx residents from 1907 to 1914, when the Bronx became
a separate county, may be on file in the Division of Old Records-especially
if the applicants lived in the southern part of the Bronx closest to Manhattan.
 |
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Leopold
Stokovski's index card.
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A Search for
a Naturalization, 1907-24. A search in the card indexes revealed that
Leopold Anthony Stokovski (later known as the celebrated conductor, musician,
and on-screen pal of Fantasia's Mickey Mouse, Leopold Anthony Stokowski)
was naturalized on February 13, 1915. He lived at 310 Fifth Avenue. His
naturalization is in volume 180, page 85.
Stokovski filed
his declaration of intention in a federal court-the U.S. Circuit Court
of the Southern District of New York. He filed his naturalization petition
in the New York Supreme Court of New York County-a state court. His declaration,
signed September 28, 1909, has the following information:
"I, Leopold
Anthony Stokovski, aged 27 years, occupation musician, do declare on
oath that my personal description is: color white, complexion fair,
height 5 feet 10 inches, weight 140 pounds, color of hair blond, color
of eyes blue, other visible distinctive marks none; I was born in London,
England, on the 18 day of April, anno Domini 1882; I now reside at 310
5 Avenue. I emigrated to the United States of America from London England
on the vessel Minneapolis; my last foreign residence was London, England.
It is my bona fide intention to renounce forever all allegiance and
fidelity to any foreign prince, potentate, state, or sovereignty, and
particularly to Edward
VII, King of Great Britain and Ireland, of which I am now a subject;
I arrived at the port of New York, in the State of New York on or about
the 29 day of August, anno Domini 1905. I am not an anarchist; I am
not a polygamist nor a believer in the practice of polygamy; and it
is my intention in good faith to become a citizen of the United States
of America and to permanently reside therein; SO HELP ME GOD.
"Leopold Anthony
Stokovski (original signature of declarant)
"Subscribed and sworn to before me this 28 day of September, anno Domini
1909."
Signed by the clerk of the U.S. Circuit Court. 
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The
top portion of Leopold Stokovski's Declaration of Intention.
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Almost five years
later, on September 3, 1914, Leopold Anthony Stokovski, copy of declaration
of intention in hand, appeared at the New York State Supreme Court of
New York County to submit his Petition for Naturalization. Accompanying
him were his two witnesses, Joseph Rider, occupation: steel construction,
in Pittsburgh; and Charles Geekie, a pattern maker, of Manhattan.
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The
top portion of Leopold Stokovski's Naturalization
Petition.
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In the first
part of his petition, Stokovski gives his address as 310 5 Ave., his occupation
as orchestra conductor, the same birth and arrival information as he did
on his declaration, and the court and date of his intention. He then states:
"Sixth. I am
married. My wife's name is Olga Samaroff. She was born in San Antonio
Texas and now resides at 310 5 Ave. I have no children. [The children's
names, ages, and birthplaces would have been noted here.]
"Seventh. I
am not a disbeliever in or opposed to organized government or a member
of or affiliated with any organization or body of persons teaching disbelief
in or opposed to organized government. I am not a polygamist nor a believer
in the practice of polygamy. I am attached to the principles of the
Constitution of the United States, and it is my intention to become
a citizen of the United States. . . ." Again, he renounces his former
allegiance. 
"Eighth. I
am able to speak the English language."
He attests that
since August 29, 1905, he has lived in the U.S. for at least five years
and in New York State for at least one year, that he has not made petition
for citizenship in any other court, and that he prays to be admitted a
citizen of the United States.
In the section
called "Affidavits of Petitioner and Witnesses," Stokovski's witnesses
attest to their citizenship, Stokovski's length of residency, good moral
character, belief in the Constitution of the United States, "and that
the petitioner is in every way qualified" to be admitted as a citizen.
Five months and
ten days later, Stokovski again appears at the Supreme Court. On February
13, 1915, he signs his Oath of Allegiance to the United States and renunciation
of his former king. The court official signs the part of the declaration
titled, "Order of Court Admitting Petitioner."
Leopold Anthony
Stokovski is now officially a citizen of the United States of America.
Had he been denied
citizenship, the reason would have been noted in the next section, "Order
of Court Denying Petition," which is, in this instance, blank. Any delays
in the naturalization process-postponement because of court delay, for
instance-would have been noted in the next section, "Memorandum of Continuances,"
also blank. Below that is a section for "Names of Substituted Witnesses."
There are none. 
Other
Naturalization Records of the New York State Supreme Court of New York
County, 1907-24:
-
Declarations
of Intention, 1907-24
Supreme Court declarations were also filed separately from petitions
in this time period. Over 700 libers of declarations exist. These
declarations are filed in chronological order and have no cumulative
index. Each liber contains its own index. Unless you know the exact
date an intention was filed, these records are, to say the least,
time-consuming to search. However, this research may be worthwhile
if, for example, (1) you have exhausted all other research possibilities
without finding a naturalization petition, (2) you have found a petition
from New York County, 1907-08, when declarations were not part of
the same file, or (3) you have located a petition-without the attached
declaration-in another county or state and know that your ancestor
filed a declaration in New York County.
-
Petitions
Denied, 1907-24
Included in the cumulative 1907-24 index are cards for people who
applied for and were denied citizenship. Because the applicant completed
both the declaration and the petition, petitions denied can be just
as genealogically revealing as successful petitions. Among the reasons
for an applicant's being denied, besides a criminal background, were
not showing up for the hearing, poor moral character, and inability
to answer the examiner's questions.
An applicant whose petition was denied was the key to finding a client's
family's ancestral town in Italy. Known family members hadn't shown
up in naturalization records of any New York court indexed in the
National Archives, nor could they be found in arrival indexes. I searched
for the surname in the Supreme Court of New York County card indexes
and found nothing for known family members. But there was an index
card for someone in 1923 with the family surname and an unfamiliar
given name who lived at the family's address on East 109 St. On his
declaration and naturalization petition he stated that his birthplace
was Cosenza, Italy. That was the clue we needed to head for Italian
parish records and confirmation that Cosenza was also the birthplace
of my client's line.
If you find that an ancestor's petition was denied, don't stop there.
Keep looking through the indexes. Many immigrants tried-and succeeded-on
their second attempt.
-
Receipts
for certificates of naturalization, 1907-24
Everyone who was naturalized was given a naturalization certificate
and signed a receipt for it. These receipts are filed in unindexed
books, by certificate number. Naturalized citizens who lost their
certificates could send their certificate numbers to the clerk of
the court and request duplicates.
The receipts include the applicant's name, age, court and date where
the declaration was issued, petition volume and number and date of
issue, name, age, and place of residence of wife, names, ages, and
places of residence of minor children, and signature of certificate
holder. 
| Receipt
no. 762003 for Samuel Jacob Loew's naturalization certificate indicates
that he filed his declaration of intention 3 Nov. 1911 in Brooklyn
at the U.S. Court for the Eastern District of N.Y., and was naturalized
in the N.Y. State Supreme Court of N.Y. County 8 May 1917, vol. 259
no. 64271. He was 33, and the naturalization included his wife Judith,
also 33, and children Michael 9, Samuel 8, Morris 6, and Leah 6 months.
They lived at 317 East 100th St., Manhattan. Samuel Jacob signed the
receipt. |
 |
Some
other points about naturalization:
-
Children
and Naturalization
Non-native minor children became citizens when their parents naturalized.
All children born in the U.S. were citizens, even if their parents
were aliens.
-
Women
and Naturalization
While it is true that most women derived citizenship from their husbands
or fathers, it is always worthwhile checking for a female ancestor's
naturalization record, especially if that woman was unmarried or widowed.
By an act of March
2, 1907, a woman, married after that date, acquired the nationality
of her husband. So an American-born woman-a U.S. citizen by birthright-lost
her citizenship if she married an alien. If her husband naturalized,
she would again become a U.S. citizen. If this happened to one of
your ancestors between 1907 and 1921, you will probably find her name
on her husband's naturalization petition, but it is unlikely that
you will find a separate naturalization record for her.
The naturalization
process changed dramatically for women in 1922. Through the "Married
Women's Act" (Cable Act) of September 22, 1922, a woman could obtain
her own naturalization, and her citizenship was no longer affected
by that of her husband. 
-
Military
Naturalizations
A legislative act of July 17, 1862 (12 Stat. 597), aimed at encouraging
aliens to enlist in the Civil War, allowed aliens 21 years or older
who were honorably-discharged veterans of the armies of the United
States to obtain citizenship without filing a declaration and with
only one year residency in the U.S.
Similar special privileges held true in later years for military personnel.
As I was researching records for this article, I came across a letter
loosely nested between the pages of a Supreme Court naturalization
liber from 1914. The letter, from COC Cowley, the Chief Naturalization
Clerk of the U.S. Department of Labor Naturalization Service, was
addressed to the Clerk, Supreme Court, New York County, N.Y. and dated
September 21, 1914:
"Dear Sir:
"Concerning petitions for naturalization filed under the Act of June
30, 1914, by honorably discharged sailors and members of the Marine
Corps of the United States Navy; United States Naval Auxiliary and Revenue
Cutter Service men . . . who have served not less than four years in
such services and who apply within four months from the date of their
discharge from such service; will you please instruct your clerks who
prepare these petitions that the assertion in the petition having reference
to the declaration of intention should be struck through, and in lieu
thereof the dates of enlistment and discharge should be noted; the affidavit
of witnesses may be left blank, but the affidavit of petitioner should
be executed, and a statement should appear on the face of the petition
that the honorable discharge certificate was exhibited to the clerk
on the date the petition was filed."
An act of May 9, 1918 (40 Stat. 542) made it even simpler for alien
military personnel to naturalize. No declaration of intention or proof
of residency was required of "Any alien serving in the military or
naval service of the United States during the time this country is
engaged
in the present war. . . ."
Access to These
Records
Researching on-site at
the New York County Clerk's Office/ Division of Old Records
The New York County Clerk's
Office/Division of Old Records is open on Tuesdays and Thursdays, 9
a.m.-1 p.m. and 2-5 p.m., and on other days by appointment. Photocopies
of naturalizations can be made for 50 cents per page. The archive is
located in Room 703 at 31 Chambers Street in Manhattan, phone (212)
374-4376. All the records described in this article are available for
your research.
Requesting Documents
by Mail
If you wish to request materials
by mail, certain restrictions apply. Send your request, including whatever
you know about the applicant's date of birth, address, approximate dates
of arrival and naturalization, and spouse's name, along with a non-refundable
certified check or money order for $10 per request and a self-addressed
stamped envelope, to: New York County Clerk's Office, 60 Centre St.,
Room 161, New York, NY 10007, Attn: Division of Old Records. If a record
is found, it will be photocopied and mailed to you. If more than one
index card matches the name you requested, the archivists will photocopy
the cards and mail them to you. You can then select the most likely
applicant and request the file. If you want more than one file, include
additional payments of $10 for each file beyond the first. The archivists
can only search 1907-24 card indexes to New York County Supreme Court
naturalizations. They cannot search the books of Declarations of Intention.
If you know the exact date of the record, they will photocopy the declaration
for you. They will copy Supreme Court Certificate of Naturalization
Receipts only if you know the exact certificate number and year it was
issued.
New York State Supreme
Court of New York County naturalization indexes and records available
elsewhere:
-
The
Family History Library, Salt Lake City - search the FHL catalog
for first film no. in each series or under NEW YORK-NEW YORK-NATURALIZATION
AND CITIZENSHIP:
-
Card
Indexes to Naturalization Petitions, N.Y. Supreme Court (N.Y.
County), 1896-1924. 38 reels. First FHL Film #1509012; last FHL Film
#1522833.
-
Declarations
of Intention, N.Y. Supreme Court (N.Y. County), 1907-1924, Volumes
1-710. 161 reels. First FHL Film #1509730; last FHL Film #1533059.
-
Petitions
and Record of Naturalization, N.Y. Supreme Court (N.Y. County),
1907-1924, Volumes 1-670. 467 reels. First FHL Film #1435846; last
FHL Film #1509703. Vols. 17-670 also include the corresponding declarations
of intention.
-
The
U.S. Immigration and Naturalization Service holds duplicate copies
of naturalization documents filed after September 26, 1906. For a
G639 request form, contact: U.S. Immigration and Naturalization Service,
425 Eye Street N.W., Washington, DC 20536, phone (800) 870-3676; website:
http://www.bcis.gov.
-
Online:
Ancestry.com's scanner has been busy copying the thousands of 1907-24
Supreme Court naturalization index cards at the Division of Old Records.
Ancestry is offering the index online to their subscribers and also
sells it as a CD-ROM. Naturalization indexes are searchable by name,
address, year of naturalization, or volume number. ( http://www.ancestry.com)
Leslie Corn is a professional
genealogist based in New York City. She serves as a volunteer at the
Division of Old Records.
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